ABSTRACT
Considering the vast, economical, untapped mini- and micro-hydro
power potential of Ethiopia, this paper envisages the design
of a micro hydel scheme encompassing two options, namely one
with dam and another without dam. The first option (with dam)
comprises two Kaplan turbines, each with a power output of
750kW and the second involves a Cross flow turbine with a
power output of 35kW, and both have been designed. The second
option (without dam) has been considered to utilize the perennial
discharge in the Seka river stream and this design is based
on the flow duration curves obtained after taking in to account
the rain fall data for this region from three rain gauge stations
situated at Shebe, Dedo and Seka. The entire ranges of accessories
have been designed, and the cost estimation for cross flow
turbine along with the local manufacturing strategy has been
discussed.
Key Words: Micro Hydel, Design, cross flow
turbine, Kaplan Turbine, Seka Water fall, Ethiopia
Introduction
Ethiopia’s per capita consumption of modern energy is 20kgoe
(kgs of oil equivalent), which is about 2% of the world average.
Per capita consumption of electricity was estimated to be
28kWh [1] equivalent to about 1% of the world average. The
extent of electrification across the country is depicted in
Table 1.Per capita GDP also stands at about US$100, thereby
presenting a major financing challenge for the provision of
modern energy to the rural majority. Only 13% of the population
has access to electricity. But Ethiopia is blessed with enormous
hydro energy resources, the gross theoretical potential (650Twh/year)
being the second largest in Africa. Technically feasible potential
is stated to be 260Twh/year, of which 10% represents the potential
for small-scale hydro installation, refer Table 2.Hydro output
in 1999 was about 1.6TWh, a minute fraction of the assessed
potential. Ethiopia needs affordable energy to increase agricultural
productivity and food distribution, deliver basic educational
and medical services, and establish adequate water supply
and sanitation facilities as well as to build and power new
job creating industries.
In Ethiopia, one of the energy policy objectives
is to ensure a reliable supply of energy at the right time
and at affordable price, particularly to support the Country’s
agricultural and industrial development strategies. Enhancing
and expanding the development and utilization of hydropower
is one of the priorities of the energy policy. Hydro Power,
a renewable energy, features high in Ethiopia’s power sector.
It’s continued development is perceived as essential given
the extremely low level of current electricity generation,
demand forecasts at hand, and the abundance of hydro power
resources [1]. It can be part of an overall rural development
plan [2-3]. The significant positive social and economic benefits
include i) promotion of local industry ii) use of indigenous
labor and materials iii) reduction of firewood consumption
iv) raising income level of rural population v) saving in
transmission line costs to remote rural areas vi) low operating
cost and less skilled labor requirement vii) mitigation of
population drift towards urban areas, and viii) development
of potential for tourism. Local manufacturing and innovations
have the potential to reduce the capital costs involved in
small hydropower generation.
In this background, considering the vast, economical, untapped
mini and micro hydel power potential, this paper envisages
the design of a micro hydel scheme for Seka river stream encompassing
two options one with dam and another without dam, namely
1. Two Kaplan turbines with the power out
put each of 750Kw
2. The second option involving the cross flow turbine with
power out put of 35.Kw to utilize perennial discharge in the
Seka river stream, based on flow duration curves obtained
taking into account the rainfall data available.
Description of project area (Seka River)
The Seka waterfall is found in Jimma zone,
Oromia region 366 km south west of Addis Ababa. The Seka River
is part of Gilgel Gibe drainage basin. The catchments area
of the river up to Seka fall is 220km2, the elevation is between
1800 & 2600m. The selected dam site is about 1.5km west
of Seka town. In the Seka
basin, the rainy season normally begins in
mid May and continues through the early October. The heavy
and mostly constant rainfall is from July to September. The
annual lean flow period is from December to June. Mean annual
rainfall of the area is 1820mm. Local centers of population
are towns of Seka, Dedo, Shebe and other small towns. From
the total population of Seka Chekorsa Woreda, 96.63% is living
in rural areas with scattered individual homes through out.
Option I – With dam using Kaplan
turbines
The rainfall data had been collected previously
from the three rain gauge stations namely Seka, Dedo and Shebe
which are found in Seka Chekorsa Woreda. The rain fall data
for Seka is presented in Table 3. Based on the rainfall data,
a suitable concrete gravity dam and its associated parts have
been designed. The dam ensures availability of water at a
rate of 6.8m3/s and at a head of 33.6m The installed capacity
of the project is fixed at about 1.5MWe which is going to
be produced by two Kaplan turbine units, each of 750kw capacity.
The essential features of the dam designed are listed in the
following Table 3.
Table 3: General information for proposed
dam and its associated parts

Results of hydrological analysis
Inflow design flood =522m3/s
Safe yield (Reservoir yield) =3.4m3/s Dam
Type: Concrete gravity dam
Foundation: Basaltic
Reservoirs
Total capacity=17. 88Mm3., Live storage=14.88Mm3.
Dead storage=3Mm3
Dimension
Hydraulic height=24.2m, Top width=4m
Maximum base width=22m, Crest length=125m
Spill Way: Location and type: Uncontrolled over flow (ogee)
type with stilling basin at the gravity dam.
Creest length=30m, Maximum discharge=257.5m3/s
Stilling basin: Reinforced concrete 30m Wx 22m long Out let
works
Penstock 1.64m diameter and 1.64cm thick with length of 125m
Power house dimension
Length=60m Width=12m Height=10m The powerhouse is located
close to the natural river way so that the tail water is diverted
back to it with a simple tail race channel.
Design of Kaplan turbine
Kaplan turbine is an axial flow turbine,
suitable for low heads and high discharges. In this turbine,
water first enters in a radial direction through guide vanes,
which act like nozzles, and then flows through the runner
in an axial direction. Based on the available data i.e. discharge
and head Kaplan turbine and its associated auxiliaries are
designed. The overall generation efficiency has been taken
as 67% [4].
Power delivery =p= = 0.67*33.6*(2*3.4)*9.81*1000=1.5*106 watt=1.5MWe
I. Determination of size and hydraulic
design of Kaplan turbine.
From the design charts [ 4 ], for a head
of 33.6m the specific speed is obtained as 132 and corresponding
to the head and discharge available, the speed of the turbine
is estimated as 1000rpm. For this specific speed of 132, the
speed coefficient turns out to be 1.42 and this directly determines
the diameter of the rotor as 0.7m. The energy coefficient
and flow coefficient are estimated to be 0.491 and 0.241 respectively
while the unit speed and unit discharge are calculated to
be 120.87 and 1.19 respectively. The different dimensions
of the Kaplan turbine can be estimated based on the previously
obtained rotor diameter [5], and are depicted in Fig.1 .The
twist profile for the blade arrived at by applying free vortex
design is highlighted in Table 5.and the blade chord, pitch
and number are listed in Table 6. The profile of volute casing
is also shown in Table 5. and is sketched in Fig.2. The particulars
of the draught tube designed with an efficiency of 91.8% are
included in Table 6.
II. Mechanical Design
The tangential force on each blade is estimated
to be 7.96kN. There are three types of stresses at the root
of the blade namely stress due to bending moment arising from
hydraulic pressure and
weight of blade, stress due to centrifugal force and torsion
stress due to transmitted torque. After considering all these
the resultant stress at blade root is found to be 31MPa. To
transmit the power output from the turbine, the shaft diameter
is designed to be 90mm after making all the design checks.
The details of the coupling for direct connection with generator
and other auxiliaries for an integrated safe design are given
in Table 6.
A custom built generator is proposed considering
that there is no danger of winding failure at over speed,
which is specified as 180% on a continuous basis. The overall
arrangement is depicted in Fig.3.
Option II - Cross flow turbine
This option has been proposed without a dam,
but to utilize the perennial discharge in the Seka river stream.
The rainfall data that has been gathered from three rain gauge
stations has been processed on an average basis. The flow
duration curve thus obtained along with the one showing the
power output per unit head are depicted in Figs. 4(a)&
(b). Considering an average 86% flow duration and taking the
discharge available at 0.55m3/s and using the available head
of the waterfall at the project site as 10m, a Cross flow
turbine with an indirect coupling (to the generator using
a belt drive) has been proposed, based on the nomogram available
[6] and also considering the suitability of cross flow turbine
for the specific speed (m.kW) range of 55 -200 [4] The actual
specific speed, ns of the cross flow turbine designed in this
study turns out to be 159
A cross flow turbine is a 2 stage impulse
turbine with a drum shaped runner having two parallel discs
connected together near their rims by series of curved blades.
Its runner shaft is horizontal to the ground in all cases.
In operation, a rectangular nozzle directs the jet to the
full length of the runner. The water strikes
the upstream blade and imparts most of (72-75%)
its kinetic energy. It then passes through the runner and
strikes the down stream blade on exit, imparting a smaller
amount of energy (25-28 % of the total energy) before leaving
the turbine. A feature such as vacuum enhancement by using
a draught tube is necessarily expensive as it requires the
use of air seals around the runner shaft. In this case, an
air valve is installed to control the pressure in the casing
to keep the runner from being submerged. Sophisticated machine
can attain efficiency as high as 85% with simpler ones in
the range 60-75% [7, 8].
Design of cross flow turbine
To exploit maximum performance, turbine hydraulic
efficiency is estimated as =92% and this has been used to
design an optimum configuration for the Cross flow turbine.
Power out put= Q*H*g* *ρ = 0.92*0.55*10*9.81*1000=50kW
The above power calculation is used, just
to fix parameters of turbine (flow angle, fluid angle, absolute
and relative velocity etc). But to get the actual power out
put, efficiency is conservatively taken as 65% because the
efficiency of locally made cross flow turbines usually ranges
between (60 to75percent). Hence the realistic power output
of the turbine would be at least 35kW. With this data, the
speed of the turbine has been fixed as 400 rpm, from the Nomogram
[6] available for Cross flow turbine.
I. Determination of the size of cross
flow turbine
A Photograph of the water flow through the
cross flow turbine runner is reproduced here in Fig. 5 from
Osberger layout [9]. Treating this turbine as a 2-stage velocity
compounded impulse turbine, the velocity triangles for flow
in the successive 2 blades passes in the runner are depicted
in Fig.6 for optimum performance.
Larger diameter for the runner results in
a smaller length of the runner. The advantage that can be
obtained from a larger diameter is that,
the mechanical stress by water pressure would be reduced.
But it will cost more to build mainlydue to heavier drive
component required because of the slower speed and greater
torque, when compared to a smaller machine of same power.
However, using a larger diameter runner results in a machine
having much higher durability and a much greater potential
for increasing the efficiency beyond the apparent fixed limit
87%. The biggest concern with a runner, this larger in diameter,
is the loss in head due to the bigger inlet. So an attempt
has been made to reduce the diameter of the runner by increasing
its length. The design methodology adopted and the different
dimensions of the cross flow runner obtained are incorporated
in Table 7 and presented in Table 8.
II. Design of nozzle
For maximum efficiency, the runner is designed
for a single blade operation [9]. The nozzle curvature is
selected as two times the runner diameter, to give a nice
long gentle sweep on the blade Considering mechanical clearances
and a long gentle sweep, arc of nozzle is taken as 73o as
shown in Fig7. The angle () which the water hits the blade
is calculated as 16o.as measured relative to the blade angle
(300) which it self, is relative to the periphery of the
runner. A simpler arrangement is to use a flow control valve
as nozzle, to adjust the angle of attack. The nozzle parameters
are listed in Table 8.
III. Over all dimension of Cross flow turbine
A schematic of the turbine arrangement in two different views
is presented in Fig.8. The actual dimensions of the turbine
and associated
components designed are highlighted in Fig.9.
The runner can even be partitioned into two parts, so that
1/3, 2/3 or the full length may be used at a time depending
on the load condition. The performance characteristics of
the turbine are such that efficiencies of 83-84% have already
been reported over a wide flow range of 25-100%, see Figs
10(a) and (b).
Manufacturing of cross flow turbine blade
Using the rolling die, it is possible to
form the blade from flat stock and finally cut to the required
length and later machining to the required accuracy (73.46o).
There is another alternative, which is much simpler to arrive
at or near the same result. The dimension and the angles in
the design represent the near optimum dimension angles to
satisfy mechanical advantages & unrestricted passage of
the water. These dimensions are fairly fixed, therefore cannot
be arbitrarily changed without some decrease in efficiency.
As a result, there are definite dimensional relation ships
between the various components of the runner. We can use this
to a great advantage because a supply stock is all around
us and readily available in the form of steel pipe. The blade
can be fabricated by cutting a pipe length wise, in strips
and machining to the required accuracy and radius. The runner
diameters usually range between 305mm to 813mm in the length
and usually most of them are made from 4-inch steel pipe,
however there is no hard and fast rule to fabricate always
from 4” steel pipe [9]. Some relevant dimensions are given
in Table 10.
Cost estimation
Total cost including manufacturing for locally
made cross flow turbine and all of its associated
parts with locally available material is
estimated as 15,000 birr. The cost and the efficiency of cross
flow turbine depends on its sophistication. For example if
it is associated with draught tube it costs much. The same
capacity Cross flow turbine, if it is purchased from foreign
country would cost as much as 80,000birr.
CONCLUSION
One of the proposals outlined here can be
feasibly implemented depending on the availability of financial
resources with private sector parties / individuals/ power
sector companies. The design of the systems and associated
components has been carried out to minimize both hydraulic
and mechanical losses. The salient feature of this project
is that it can be implemented easily; especially the second
option of the design i.e. the cross flow turbine. This turbine
and its associated parts can be made with locally available
material in local workshops. Since the design is affordable
with minimum cost, both the private sector and the government
have the chance to implement this project to improve the supply
and lessen the shortage of power generation in rural areas
of this region. The capacity of this project with second option
is such that it can serve on an average 175 families. Other
special feature of this cross flow turbine is that it is particularly
relevant in the Ethiopian context and need to be widely publicized;
manufacturing strategies firmed up and standardized to reduce
the overall cost associated with its fabrication.
NOMENCLATURE
bo Runner length,m C Absolute velocity of
the fluid, m/s
Cd Coefficient of discharge of nozzle Cx Component of C in
flow direction, m/s
Cy Tangential component of C, m/s H Head of water available,
m
D Diameter of rotor, m N Rotational speed, rpm
P Power output, W Q Discharge, m3/s
So Thickness of water jet, m U Blade velocity, m/s
g Acceleration due to gravity, m/s2 W Work output, J/kg
w Relative velocity of fluid, m/s H Hydraulic efficiency
of turbine
Density of fluid, kg/m3 fixed blade angle, 0
Rotor blade angle, 0 A Cross sectional area of jet, m2
ns Specific speed (N*0.001* P^0.5)/ (H ^1.25)
REFERENCES
1. Mengistu Tefera, Power Sector Reforms and Promotion of
Renewable Energy and Efficiency in
Ethiopia, African Energy Policy Research Network, No.309,
March 2004.
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in Hydro Power ’92, E.Broch and
D.K.Lysnake(ed) Proc. Of the 2nd International Conference
on Hydro Power, Lillehamer, Norway, 16-
18June, 1992, A.A.Balkema Publishers, USA.
3.Moniton, L., Lenir, M and Roux, J., Micro hydroelectric
power stations, John Wiley & Sons,
Chichester, 1984.
4.Mechanical Design and Manufacturing of Hydraulic machinery,
Mei Zu-Yan (Ed) , Hydraulic
Machinery Book Series, Avebury Technical 1991.
5. Fang Qing – jiang, Construction of Axial flow and Diagonal
flowTurbines, in Mechanical Design and
Manufacturing of Hydraulic machinery, Mei Zu-Yan (Ed) , Hydraulic
Machinery Book Series, Avebury
Technical 1991, pp 47-79.
6. Adam Harway, Andy Brown, Priyantha Hattiarachi and Allen
Inversin, Micro Hydro Design Manual:
Aguide to small-scale waterpower schemes, ITDG Publishing,
1993.
7. Arter, A., “The split flow turbine –Cross flow development
results in a new design” in Proc. Of 3rd
International Conference on small hydro power, Hangzhou Regional
Center for small hydro power,
Hangzhou, China, 1984.
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9. Joe Cole, cross flow Turbine Abstracts.htm, March 2004.

Table 1: Electrification at national and Regional levels (Ethiopia,
1999) [1]
Indicator National* Tigray Afar Amhara Oromia SNNP Somalia
1) Population in millions 61.7 3.6 1.2 15.1 21.1 12.1 3.7
2) Regional Population as % of
National total 100 5.8 1.9 258.7 35 19.6 6
3) Urban population as % of
Regional total**. 14.6 16.7 7.6 10.1 11.5 7.4 13.9
4) Population in Electrified
town (in million). 8 0.47 0.05 1.13 1.82 0.53 0.24
5) Percent population with
accesses to electricity 13 13 4.2 7.5 8.6 4.4 9.5
Table 2: Hydro potential in Ethiopia

Blue Nile basin -280Twh/year Omo river basin-100Twh/year
Wabisheble basin - 25Twh/year Awash basin - 22Twh/year
Tekeze basin - 36TWh/year Genale basin – 50TWh/year
Table 5: Variation of flow parameters from hub to tip and
Volute casing profile

D(m) U2(m/s) Cy2 (m/s) 2 (deg) 2 (deg) 3 (deg) 2(m/s)
3(m/s)
Volute Casing profile
0.308 16.13 15.32 54.44 4.24 55.83 10.98 19.49 (Radians)
Radius, r (m)
0.355 18.59 13.29 50.51 25.85 59.51 12.16 21.58 0 0
0.402 21.06 11.73 46.98 40.41 62.53 14.38 23.73 0.7857 0.2190
0.425 22.29 11.08 45.36 45.66 63.84 15.66 24.83 1.5714 0.3365
0.456 23.93 10.32 43.32 51.18 65.41 17.46 26.32 2.3571 0.4386
0.480 25.16 9.82 41.89 54.49 66.48 18.85 27.44 3.1428 0.5333
0.504 26.40 9.36 40.53 57.27 67.47 20.25 28.58 3.9285 0.6234
0.535 28.04 8.81 38.83 60.34 68.67 22.12 30.10 4.7123 0.7102
0.558 29.27 8.44 37.63 62.27 69.49 23.53 31.25 5.4977 0.7951
0.582 30.50 8.10 36.50 63.95 70.25 24.93 32.41 6.2831 0.8783
0.605 31.74 7.78 35.42 65.43 70.96 26.33 33.57
0.629 32.97 7.49 34.39 66.74 71.62 27.72 34.74
0.652 34.20 7.22 33.42 67.90 72.24 29.11 35.91
0.676 35.43 6.97 32.50 68.95 72.82 30.49 37.08
0.700 36.66 6.74 31.62 69.90 73.37 31.86 38.26
Table 6 - Kaplan Turbine auxiliaries

Turbine Shaft :Diameter = 90mm Key for shaft 22.2X22.2X82mm,Material
– SAE/AISI 1020
Blade parameters: Axial chord= 88mm, Pitch = 0.242m, Number
= 4 Coupling: Size 9 Pin & Bush type coupling
Generator: Custom built type generator (Direct coupling)
Draught tube: Inlet dia-0.6825m
Outlet dia.- 1.365m,Angle – 140 Cavitations check: to be submerged
1.757m or more below the tail water surface level
more below tail water surface
Discharge, Q=0.55m3/s Head, H=10m and Speed,
N=400rpm
Drunner=
tjet=1/5 Drunner= mQ=Cd*4.43 = 0.55m3/s
U1=U4=
bo= =0.606m
C2=C3,
C1 =Cd
W1st stage = 6U2 & W 2nd stage = 2U2.
Power out put(max)= Q*H*g* *ρ = 0.55*10*9.81*0.92*1000 =50kW
Power out put(actual)=35.1kW Wtotal=
W1st stage = 68J/kg, W2nd stage=22.70J/kg
W2=U3Cy3-U4Cy4 =U3Cy3=U22= 22.7
U2=4.765m/s = , D2= 0.227mω1=7.77m/s and 1=31.43o 1= 16.800
=4.05m/s, ω2=Cx2=4.05-C2= = 6.25m/s
2=40.3o , 2=3=90
ω3=Cx3 =Cx4=4.05 m/s =C4 α4=90o
ω4= =7.9 m/s, 4= 30.88o
Table 7:Design parameters of the Cross flow turbine

Table 8: Other constructional parameters obtained for the
cross f low turbine

Blade radius = 0.326*D1/2=52.8mm Area of the Jet= Q/C1 = 0.039m2
Jet Thickness, So = A/L = 64.4mm
Nozzle radius= 2*D1= 0.648m, Nozzle arc = 730 Number of blades,
n=(*D1)/(t+So)=15
t=Thickness of blade=0.237”=6mm (4” pipe)
Table 9: Cross flow turbine auxiliaries

Shaft sizes; Turbine shaft dia. = 55m
Driven shaft dia. =35mm Belt Drive Speed ratio=2.5, Center
distance = 2.6m, No. of V belts = 4, Smaller pulley dia. =
440mm, Larger pulley dia. = 1100mm
Coupling Size 3 Pin-Bush type coupling
Pin - 0.25 to 0.6% Carbon steel 220-230BHN Key- Material SAE/AISI
1020, Smaller pulley 9.5X9.5X30.7mm;Larger pulley-12.7X12.7X24.4mm
Bearings-Deep grove radial ball bearing with 2 seals, Smaller
bearing life-26yeras Larger bearing life -44 years
Table 10 : Common pipe sizes which can be used to make cross
flow turbine blades




Fig.5 flow through the runner
Fig .6 velocity
triangle

Fig7 disposition of nozzle with respect to Fig.9 Over all
dimension of cross flow runner of cross flow turbine turbine



Fig.4 (a) Flow duration curve Fig.4

(b) Power output with
flow duration


Fig.10 C